Asset Management Officer Jobs in South Africa
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Compliance Officer Sandton
Ba Personnel
Sandton
FINANCIAL CRIME COMPLIANCE OFFICER AML. The Financial Crime Compliance Officer primary purpose is to assist incidents and breaches. Support management in the maintenance of the Risk Management and Compliance programme with training and awareness. Provide reports to management. Role Specific Competencies AML and CTF Regulations: Reporting: Ability to prepare regulatory reports with management. Legal and Ethical Knowledge: Understanding of Skills Attention to detail Ethical Integrity Time Management Communication skills Critical Thinking Adaptability
share this job on whatsappGuidance Officer Sandton NEW
Ba PersonnelSandton
Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience effectively and proactively assist the company in managing its responsibility to comply with all the regulatory compliance risk management process that includes the identification, assessment, management, monitoring and the business Managing the Regulatory Profile and engaging with the Executive Management team on any incidents accurate pertinent compliance reports Project management in support of compliance requirements, implementation
Compliance Officer Gauteng NEW
Ba PersonnelGauteng
opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within Insurance sector - Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Conduct and report on compliance audits at Adviser offices Relevant qualification such as B Com Law or equivalent equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Competencies required: Interpersonal, communication
Money Laundering Officer Cape Town
Ba PersonnelCape Town Region
for a highly experienced SENIOR MONEY LAUNDERING OFFICER (CAPE TOWN). This exciting opportunity exists within Africa Oversee the adherence to the company's Risk Management and Compliance Programme (RMCP) in line with regulation. Provide 2nd line oversight over the management of the AML/CTF investigations and regulatory completed. Oversee the provision of insightful Management Information back to business on the insights
Compliance Officer Cat Ii Neg NEW
Ba PersonnelGauteng
opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within Insurance sector - Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Conduct and report on compliance audits at Adviser offices Relevant qualification such as B Com Law or equivalent equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Competencies required: Interpersonal, communication
Financial Crime Compliance Officer Aml Neg
Ba PersonnelSandton
FINANCIAL CRIME COMPLIANCE OFFICER AML. The Financial Crime Compliance Officer primary purpose is to assist incidents and breaches. Support management in the maintenance of the Risk Management and Compliance programme with training and awareness. Provide reports to management. Role Specific Competencies AML and CTF Regulations: Reporting: Ability to prepare regulatory reports with management. Legal and Ethical Knowledge: Understanding of Skills Attention to detail Ethical Integrity Time Management Communication skills Critical Thinking Adaptability
Senior Money Laundering Officer (cape Town) Neg
Ba PersonnelCape Town Region
for a highly experienced SENIOR MONEY LAUNDERING OFFICER (CAPE TOWN). This exciting opportunity exists within Africa Oversee the adherence to the company's Risk Management and Compliance Programme (RMCP) in line with regulation. Provide 2nd line oversight over the management of the AML/CTF investigations and regulatory completed. Oversee the provision of insightful Management Information back to business on the insights
Compliance Officer - Cat I,ii - Investments Neg NEW
Ba PersonnelCape Town Region
opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of of legislation affecting institutional asset management (buy side), with specific experience in the following: the company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance implementation and maintenance of compliance risk management and monitoring plans. Ensures that staff are Knowledgeable of legislation affecting institutional asset management (buy side), with specific experience in the
Compliance Officer Western Cape (cape Town) NEW
Ba PersonnelCape Town Region
opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of of legislation affecting institutional asset management (buy side), with specific experience in the following: the company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance implementation and maintenance of compliance risk management and monitoring plans. Ensures that staff are Knowledgeable of legislation affecting institutional asset management (buy side), with specific experience in the
Compliance Guidance Officer: Umbrella Funds, Investment And Cat Iii Experience Neg NEW
Ba PersonnelSandton
Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience effectively and proactively assist the company in managing its responsibility to comply with all the regulatory compliance risk management process that includes the identification, assessment, management, monitoring and the business Managing the Regulatory Profile and engaging with the Executive Management team on any incidents accurate pertinent compliance reports Project management in support of compliance requirements, implementation
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