recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance
Responsibilities:
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance and stockbroking). Responsibilities: Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit
Excellent opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification – 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance and stockbroking). Responsibilities: Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of key individual / representative register Ensure compliance records are up to date Review and resolve Fit
ong> Compliance Officer Team Leader
Location: Claremont offices, Cape
/>Are you a detail-oriented Compliance Officer professional ready to progress into a
leadership position? Or are you a Compliance Officer Team Leader ready to take on a new
new team? Our client is seeking a Compliance Officer Team Leader to join their amazing
Responsibilities:
to identify and analyse risks.
and in some cases, clients and visitors. Handling office ad-hoc duties such as answering phones, organising meetings. Salary R 13200pm. Apply online The post Office Assistant appeared first on freerecruit.co.za .
independent Tax Compliance Officer/ Practitioner to join our team in the field of tax compliance and administration general tax compliance matters. Assisting tax trainees with on-the-job training. Assisting tax trainees South African Institution of Taxation. Providing assistance to the Tax Manager with regards to overall control Previous experience as a Tax Practitioner/Tax Compliance Officer (or similar) Have excellent written and verbal
Excellent opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification – 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of
to relevant Directors in advance to make notes Assist with the calculation of provisional tax estimates types. Application for various tax directives. Compliance with the firm's System of Quality Management Management (SOQM), policies and procedures. Compliance with the firm's Employee Code of Conduct which consists Required Computer Packages: Microsoft Office and/or Open Office and/or Lotus Tax Planner Professional