Purpose of role • Report Writer • Management Information system designer and implementer. • Database management (ET-QV L-SQL). • Internal Management information reporting. • Automation Responsibilities • Build and maintain a process where all regions and users are using common systems an
The Business Enablement: Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis of advice scores and reports (both internally and externally) to
The Business Enablement: Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis of advice scores and reports (both internally and externally) to
from the compliance officer timeously. Operational support for Portfolio Managers and Client Relationship