Compliance Administrator Southern Suburbs - Cape Town Region
Loren Robertson Recruitment
A well renowned wealth management first based in the Southern Suburbs is looking for an individual to provide administrative support to the internal compliance team, ensuring that all compliance-related activities are carried out accurately and efficiently, as well as working closely with all departments to ensure legal compliance regarding specific laws. Assist in the preparation of compliance-related documents, such as policies and procedures, risk assessments, templates and audit reports Ensure that all compliance-related records and registers are properly maintained and filed. Assist with coordination and completion of compliance remediation and projects. Assist in the development and implementation of compliance training programs for employees. Conduct research and analysis on compliance-related topics, and present findings to the compliance team 2-3 years of experience in an administrative role with specific focus in a FAIS compliance environment. Relevant degree or tertiary risk/legal/or compliance related qualification from a reputable institution & RE5 (advantageous) Market related
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