COMPLIANCE OFFICER (Investment Risk and Regulatory Management) – Claremont/Newlands, Western Cape, SA management skills to meet complex business demands and reporting requirements. Key Duties & Responsibilities ethical standards; Regulatory horizon scanning; Work closely with the Regulatory and Risk Manager and them of any potential regulatory compliance issues; Opine on any new regulatory pronouncements or changes on the KYC processes and policies; Assist with reporting to regulators, committees and boards; Maintain
Account Reconciliation:
transactions. Account Reconciliation: Reconcile bank statements and financial ledgers. Identify and resolve Administrative Support: Assist in preparing financial reports. Support the finance team with various administrative financial records and documentation. Compliance and Reporting: Ensure compliance with company policies and financial and submit required financial reports. Assist with audits and regulatory reviews. Contract Management
transactions. Account Reconciliation: Reconcile bank statements and financial ledgers. Identify and resolve Administrative Support: Assist in preparing financial reports. Support the finance team with various administrative financial records and documentation. Compliance and Reporting: Ensure compliance with company policies and financial and submit required financial reports. Assist with audits and regulatory reviews. Contract Management
Account Reconciliation:
function and have strong leadership skills. This role reports directly to the CFO and liaises with various teams IFRS 9 accounting standards
satisfaction and adherence to Service Level Agreements. Regulatory Compliance: Ensure all client interactions comply regulations and internal policies. Stay updated on regulatory changes and communicate implications. Maintain compliance documentation and records. Monthly reporting to auditors. Operational Support: Coordinate with onboarding of new clients, ensuring compliance with regulatory requirements. Monitor client accounts for suspicious Manage invoices and prepare monthly AUM and fee reports. Handle general office administrative tasks. Continuous
Bank & Cash bank reconciliations and cash flow projections
Debtors & creditors
Reporting and monitoring compile monthly management report, budgets and cashflow
transactions. Account Reconciliation: Reconcile bank statements and financial ledgers. Identify and resolve Administrative Support: Assist in preparing financial reports. Support the finance team with various administrative financial records and documentation. Compliance and Reporting: Ensure compliance with company policies and financial and submit required financial reports. Assist with audits and regulatory reviews. Contract Management
transactions. Account Reconciliation: Reconcile bank statements and financial ledgers. Identify and resolve Administrative Support: Assist in preparing financial reports. Support the finance team with various administrative financial records and documentation. Compliance and Reporting: Ensure compliance with company policies and financial and submit required financial reports. Assist with audits and regulatory reviews. Contract Management