Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk Compliance / Risk Officer: o Compliance reporting on behalf of business unit: internal and external (statutory)
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk Compliance / Risk Officer: o Compliance reporting on behalf of business unit: internal and external (statutory) required ie previously appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity:
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk Compliance / Risk Officer: o Compliance reporting on behalf of business unit: internal and external (statutory) required ie previously appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity:
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk Compliance / Risk Officer: o Compliance reporting on behalf of business unit: internal and external (statutory)
Compliance Officer This vacancy has been created within our client's risk and compliance team, based based at their Cape Town office. This role is responsible for compliance support and implementation of risk Compliance / Risk Officer: o Compliance reporting on behalf of business unit: internal and external (statutory)
Financial Planning teams, based at the Cape Town office. This role is responsible for administrative support beneficiaries and third-party providers, as well as internal department to ensure that investment and payment obtained, preparation and capturing of same on internal systems (Fundamental, and Climan/ CRM system) verifications preparation and capturing of same on internal systems (Cashman/ CRM system) • Review debit balances all client take on documentation, and loading on internal systems • Quarterly invoices for ad hoc fees •
Financial Planning teams, based at the Cape Town office. This role is responsible for administrative support beneficiaries and third-party providers, as well as internal department to ensure that investment and payment obtained, preparation and capturing of same on internal systems (Fundamental, and Climan/ CRM system) verifications preparation and capturing of same on internal systems (Cashman/ CRM system) • Review debit balances all client take on documentation, and loading on internal systems • Quarterly invoices for ad hoc fees •
§ Attending to queries from clients, IFA's and internal customers and responding to queries on time and Problem Solving Skills § Excellent Verbal and Communication skills § Ability to function well under pressure
§ Attending to queries from clients, IFA's and internal customers and responding to queries on time and Problem Solving Skills § Excellent Verbal and Communication skills § Ability to function well under pressure
back presentation generation and checking • Communication with clients and responding to report queries understanding of all portfolios they work on • Client and internal report generation • Checking of reports generated analysis of report results Be able to present internally and externally • Aid in improving processes including Able to work under pressure and multi-task • Communicates clearly and politely, both verbally and in writing