opportunity for a highly experienced COMPLIANCE GUIDANCE OFFICER Group Monitoring Education and experience Relevant (FSPs) within the Group. Management of monitoring officers Provide guidance and advise on day-to-day tasks
Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience
opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable
opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable
opportunity for a highly experienced COMPLIANCE GUIDANCE OFFICER Group Monitoring Education and experience Relevant (FSPs) within the Group. Management of monitoring officers Provide guidance and advise on day-to-day tasks
Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience