opportunity for a highly experienced COMPLIANCE GUIDANCE OFFICER Group Monitoring Education and experience Relevant industry and industry practices. Reporting Review and secure approval of all compliance monitoring reports. (FSPs) within the Group. Management of monitoring officers Provide guidance and advise on day-to-day tasks
Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience
opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable
opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable
opportunity for a highly experienced COMPLIANCE GUIDANCE OFFICER Group Monitoring Education and experience Relevant industry and industry practices. Reporting Review and secure approval of all compliance monitoring reports. (FSPs) within the Group. Management of monitoring officers Provide guidance and advise on day-to-day tasks
Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience