advisory and investment implementation records (FAIS and FICA) o Review and approval of client onboarding appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity: including MS Excel
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you financial services providers. From acting as the FAIS Compliance Officer for local and foreign FSPs to need To qualify for this role, you need to be a FAIS-approved Compliance Officer for Category I and Category solid understanding of regulatory frameworks such as FAIS, CISCA, FICA, and POPIA, along with strong project
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you financial services providers. From acting as the FAIS Compliance Officer for local and foreign FSPs to need To qualify for this role, you need to be a FAIS-approved Compliance Officer for Category I and Category solid understanding of regulatory frameworks such as FAIS, CISCA, FICA, and POPIA, along with strong project
Legislative Compliance (FICA and FAIS) Apply basic knowledge of the FAIS General Code of Conduct in daily understanding of the financial planning environment, FAIS (CAT II advantageous), and FICA. 3-5 years working
Legislative Compliance (FICA and FAIS) Apply basic knowledge of the FAIS General Code of Conduct in daily understanding of the financial planning environment, FAIS (CAT II advantageous), and FICA. 3-5 years working
advisory and investment implementation records (FAIS and FICA) o Review and approval of client onboarding appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity: including MS Excel
requirement of a bachelor's degree which can be FAIS recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting experience in investments • Will be required to be a FAIS compliant representative or work towards obtaining requirement of a bachelor's degree which can be FAIS recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting experience in investments • Will be required to be a FAIS compliant representative or work towards obtaining
requirement of a bachelor's degree which can be FAIS recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting experience in investments • Will be required to be a FAIS compliant representative or work towards obtaining requirement of a bachelor's degree which can be FAIS recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting experience in investments • Will be required to be a FAIS compliant representative or work towards obtaining
requirement of a bachelor's degree which can be FAIS recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting within an Asset Manager • Will be required to be a FAIS compliant representative or work towards obtaining requirement of a bachelor's degree which can be FAIS recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting experience in investments • Will be required to be a FAIS compliant representative or work towards obtaining
requirement of a bachelor's degree which can be FAIS recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting within an Asset Manager • Will be required to be a FAIS compliant representative or work towards obtaining requirement of a bachelor's degree which can be FAIS recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting experience in investments • Will be required to be a FAIS compliant representative or work towards obtaining