minimising risk and ensuring compliance is key. The role will primarily involve risk and compliance: Contract knowledge an application of the law Interest in Risk and compliance and eager to stay abreast and implement relevant
Location: Johannesburg Metro matters within a corporate environment
the department
functioning of Compliance Function
- Assist the manager to ensure that the compliance function
function is in compliance with law, and industry and regulatory body requirements.
- Promote the prevention
regulatory risk in the company (TCF).
- Maintain efficient and effective operations in Compliance.
-
that policies and procedures with regards to the Compliance function are being adhered to (TCF).
- Attend
specific forums as may be required to represent the Compliance and Regulatory Affairs department.
Our client is seeking a compliance specialist to join their Durban Office team. You should have a completed at least 2 years of working experience in Risk/Compliance management in the insurance sector. Responsibilities effective functioning of Compliance Function Assist the manager to ensure that the compliance function complies regulatory risk in the company (TCF). Maintain efficient and effective operations in Compliance. Ensure that policies and procedures with regard to the Compliance function are being adhered to (TCF). Attend specific
functioning of Compliance Function
- Assist the manager to ensure that the compliance function
function is in compliance with law, and industry and regulatory body requirements.
- Promote the prevention
regulatory risk in the company (TCF).
- Maintain efficient and effective operations in Compliance.
-
that policies and procedures with regards to the Compliance function are being adhered to (TCF).
- Attend
the Compliance and Regulatory Affairs department.
Responsible for Compliance Monitoring
Firm in Pieterariitzburg is in need of a Junior Compliance Office with a background in Accounting to join through contracts Assisting Senior Management with Compliance Giving advice to Staff Members Staff Meetings the Companie and Organisation operate in full compliance with legal regulations and industry-specific policies and bylaws. In the event of regulatory risks or misconduct, address concerns and find solutions valid drivers license 2 - 5 Years experience in Compliance
responsibilities Areas of responsibility Assists the compliance manager to identify, assess, advise on, monitor provide training on the compliance risk of the firm. Assists the compliance manager to monitor processes Assists the compliance manager to evaluate business activities to assess compliance risk. Assists the the compliance manager to identify, investigate, and resolve all activities that are deemed non-compliant non-compliant. Assists the compliance manager to train employees. Keeps abreast of local and international standards
As a Legal Advisor specialising in Legal and Compliance, you will play a crucial role in ensuring that operates within legal guidelines and in minimizing risks associated with legal matters. You will be responsible on a range of issues pertaining to regulatory compliance, contract law, corporate governance, and more role reports directly to the Head of Legal and Compliance and offers an opportunity to contribute to strategic Provide legal guidance and support on regulatory compliance matters relevant to the industry. Review, draft
Legal & Compliance Officer and be at the forefront of managing their legal and compliance functions legal and compliance risks through effective systems, teams, and processes. Track compliance with regulatory policy repository. Conduct compliance monitoring and ensure a robust compliance framework. Identify and and mitigate non-compliance risks, and develop relevant policies. Plan and deliver communication and training training programs on compliance. Ensure periodic internal audits and provide professional legal advice