servicing and any other requirements; Ensuring that compliance documentation and Financial Needs Analysis (FNA)accompany and further that the Compliance is completed correctly; Ensuring that all Compliance documentation is loaded loaded on X-plan for the Internal Compliance Officer as well that all FNA's are attached to Xplan on a
servicing and any other requirements; Ensuring that compliance documentation and Financial Needs Analysis (FNA)accompany and further that the Compliance is completed correctly; Ensuring that all Compliance documentation is loaded loaded on X-plan for the Internal Compliance Officer as well that all FNA's are attached to Xplan on a
Alteration Quotes to be done prior to appointments. COMPLIANCE Drafting Financial Needs Analysis, Record of Ensuring that all Compliance documentation is saved on X-plan and that compliance documentation and Financial
Alteration Quotes to be done prior to appointments. COMPLIANCE Drafting Financial Needs Analysis, Record of Ensuring that all Compliance documentation is saved on X-plan and that compliance documentation and Financial
sales activities, including the performance of compliance function, specifically with respect to FAIS and licensed, and represent the Sales Team during compliance monitoring visits Matric/Grade 12 NQF 5 as required/
sales activities, including the performance of compliance function, specifically with respect to FAIS and licensed, and represent the Sales Team during compliance monitoring visits Matric/Grade 12 NQF 5 as required/