Compliance Standard Bank Jobs in Western Cape
- South Africa (3)
- Cape Town Region (2)
- Accounting / Finance (2)
- IT / Computing / Software (2)
- Sales (1)
Ba Personnel
Compliance Officer Western Cape (cape Town)
Ba Personnel
Cape Town Region
Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management Regulations. Perform compliance monitoring to fulfil the requirements of the Compliance Monitoring Plan,
share this job on whatsappCompliance Officer - Cat I,ii - Investments Neg
Ba PersonnelCape Town Region
Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management Regulations. Perform compliance monitoring to fulfil the requirements of the Compliance Monitoring Plan,
2 X Senior Aml /ctf Compliance Specialist / Cape Town / Gauteng Neg
Ba PersonnelSouth Africa
Service Insurance Industry. Implementation of Risk Compliance Monitoring Plans and guidelines on the implementation policies, processes and procedures • To facilitate compliance to policies and strategic objectives through sanctions and exchange control risk management and compliance and its controls, to ensure risks to Group are embed enhanced AML/CTF andSanctions policies and standards across Group. Manage the likelihood and probability skills-set to ensure work is completed to correct standard and expectations. Review, improve and update work
Senior Aml Specialist Cape Town / Gauteng
Ba PersonnelSouth Africa
Service Insurance Industry. Implementation of Risk Compliance Monitoring Plans and guidelines on the implementation policies, processes and procedures • To facilitate compliance to policies and strategic objectives through sanctions and exchange control risk management and compliance and its controls, to ensure risks to Group are embed enhanced AML/CTF andSanctions policies and standards across Group. Manage the likelihood and probability skills-set to ensure work is completed to correct standard and expectations. Review, improve and update work
Financial Advisor Johannesburg
Ba PersonnelSouth Africa
invite the customer to make a purchase at the standard price/terms and conditions of sale. Customer Onboarding and ensure compliance with a company wide document management system. Operational Compliance Develop knowledge of conduct to ensure own work adheres to those standards. Obtain authorization from a supervisor or manager service the team is providing; takes action when standards are not met by team; aligns business process with understanding and effectively using standard office equipment and standard software packages, while providing
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