Specialist : Compliance - Johannesburg
Responsibilities
Contribute to the efficient and effective functioning of Compliance Function
- Assist the manager to ensure that the compliance function is in compliance with law, and industry and regulatory body requirements.
- Promote the prevention of legal and regulatory risk in the company (TCF).
- Maintain efficient and effective operations in Compliance.
- Ensure that policies and procedures with regards to the Compliance function are being adhered to (TCF).
- Attend specific forums as may be required to represent the Compliance and Regulatory Affairs department.
Responsible for Compliance Monitoring and Reporting
- Monitor compliance risk, policies and procedures at Head Office and branches of the company
- Maintain the standardized monitoring procedure.
- Complete monitoring reports.
- Provide overall compliance assistance, guidance and advice to the company
- Contribute to the development of compliance risk management plans.
- Contribute to the completion of compliance reporting (internal and regulatory).
Provide Training and Awareness on Compliance Matters
- Create awareness in the company with legal requirements (TCF).
- Inform employees about relevant compliance matters.
- Develop, educate and enabling healthy and business orientated compliance culture.
- Regularly meet with stakeholders, including the regional managers of the specific business units to identify and address compliance risks.
Formal Education
- Legal Degree/relevant
- LLB Degree
- Admitted Attorney (advantage)
- Compliance Certificate (Advantage)
Experience:
- 2-3 years experience in Risk management and Compliance
- 2-3 years Insurance Industry experience
Apply Now
Contribute to the efficient and effective functioning of Compliance Function
- Assist the manager to ensure that the compliance function is in compliance with law, and industry and regulatory body requirements.
- Promote the prevention of legal and regulatory risk in the company (TCF).
- Maintain efficient and effective operations in Compliance.
- Ensure that policies and procedures with regards to the Compliance function are being adhered to (TCF).
- Attend specific forums as may be required to represent the Compliance and Regulatory Affairs department.
Responsible for Compliance Monitoring and Reporting
- Monitor compliance risk, policies and procedures at Head Office and branches of the company
- Maintain the standardized monitoring procedure.
- Complete monitoring reports.
- Provide overall compliance assistance, guidance and advice to the company
- Contribute to the development of compliance risk management plans.
- Contribute to the completion of compliance reporting (internal and regulatory).
Provide Training and Awareness on Compliance Matters
- Create awareness in the company with legal requirements (TCF).
- Inform employees about relevant compliance matters.
- Develop, educate and enabling healthy and business orientated compliance culture.
- Regularly meet with stakeholders, including the regional managers of the specific business units to identify and address compliance risks.
Formal Education
- Legal Degree/relevant
- LLB Degree
- Admitted Attorney (advantage)
- Compliance Certificate (Advantage)
Experience:
- 2-3 years experience in Risk management and Compliance
- 2-3 years Insurance Industry experience
Apply Now
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