Financial Services industry is looking for a Key Compliance Individual to joint their department: • Act as and Intermediary Services (FAIS) Act and ensure compliance with all regulatory requirements. • Provide guidance representatives and staff members on regulatory compliance matters related to the Short-Term Insurance. • Develop, implement, and maintain compliance policies, procedures, and controls to mitigate regulatory regular reviews and assessments of the FSP's compliance framework and make recommendations for improvements
Financial Services industry is looking for a Key Compliance Individual to joint their department: • Act as and Intermediary Services (FAIS) Act and ensure compliance with all regulatory requirements. • Provide guidance representatives and staff members on regulatory compliance matters related to the Short-Term Insurance. • Develop, implement, and maintain compliance policies, procedures, and controls to mitigate regulatory regular reviews and assessments of the FSP's compliance framework and make recommendations for improvements
• Creation and capture to sage of all journal entries. • Accuracy of financial records function including
• Creation and capture to sage of all journal entries. • Accuracy of financial records function including
relevant experience. Processing of bank and other entries on behalf of clients in relevant financial software
and statements, ensuring reasonableness and VAT compliance. Perform routine calculations to analyse various discretion. Ability to communicate effectively with all levels of staff. Markert Related
reports and problem resolution. Work closely with compliance and facilities departments to ensure activities operational procedures and activities. Work in compliance with company policies and procedures, ensuring Development of policy and procedure to ensure controls, compliance, and formality of the operations environment
insurance queries within required timeframe and compliance requirements. • Managing client expectation on ongoing service and support to clients • Ensure compliance and procedural requirements are always met •
insurance queries within required timeframe and compliance requirements. • Managing client expectation on ongoing service and support to clients • Ensure compliance and procedural requirements are always met •
Build relationships with client staff at a junior level. Demonstrates ability to identify and convert new Risks identified are mitigated to an appropriate level. Matric. B.Com Accounting. Computer Literate (Microsoft Articles experience. Able to build rapport at all levels. Strong client focus. Ability to work in a pressurised